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Mutual exchange
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#	Item
901	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 25, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-25 13:08:28 Financial services Institutional investors Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Financial economics Investment Finance
902	August 2012 EX-012 Local Exposition Tax Return - For periods beginning on or after[removed] Add to Reading List Source URL: www.dor.state.wi.us Language: English - Date: 2012-08-01 12:53:17 Financial markets Canadian law Canadian securities regulation Canadian Securities Administrators Stock market Mutual fund Securities Commission Capital market Exchange-traded fund Financial economics Investment Finance
903	Microsoft Word - News Release Dec 2 Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-12-11 10:52:12 Financial markets Canadian law Canadian securities regulation Canadian Securities Administrators Stock market Mutual fund Securities Commission Capital market Exchange-traded fund Financial economics Investment Finance
904	How do Exchange Traded Funds work? BMO Exchange Traded Funds E xchange Traded Funds (ETFs) are open-ended funds Add to Reading List Source URL: www.bmo.hk Language: English - Date: 2014-11-04 16:47:37 Exchange-traded funds Collective investment schemes Financial services Mutual fund Source UK Services Inverse exchange-traded fund Investment Financial economics Funds
905	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-19 17:33:54 Disgorgement U.S. Securities and Exchange Commission GLG Partners Mutual fund scandal Government Corporate crime Fair Fund United States Securities and Exchange Commission
906	Finance and Economics Discussion Series Divisions of Research & Statistics and Monetary Affairs Federal Reserve Board, Washington, D.C. Are Concerns About Leveraged ETFs Overblown? Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2014-12-19 13:00:05 Financial markets Funds Inverse exchange-traded fund Commodities market Rebalancing investments Arbitrage Mutual fund Source UK Services Direxion Financial economics Investment Exchange-traded funds
907	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-08 10:30:11 United States Securities and Exchange Commission Financial services Institutional investors Nationwide Mutual Insurance Company Security Mutual fund Regulation D Form D EDGAR Financial economics Investment SEC filings
908	Recap Public[removed]xls Add to Reading List Source URL: cca.hawaii.gov Language: English - Date: 2014-11-25 14:49:55 Financial institutions Institutional investors Aon Corporation Captive insurance ACE Limited Reinsurance American International Group Marsh & McLennan Companies Mutual insurance Insurance Types of insurance Companies listed on the New York Stock Exchange
909	FOR IMMEDIATE RELEASE Contact: Judy Cunningham, PR Manager, Ohio Tuition Trust Authority[removed], [removed] CollegeAdvantage Renews 529 Contract with BlackRock, Add to Reading List Source URL: www.collegeadvantage.com Language: English Exchange-traded fund Financial adviser Mutual fund Black Rock IShares 529 plan Blackrock College Companies listed on the New York Stock Exchange Financial economics Investment BlackRock
910	Microsoft Word - NQ-IDX 1-14.docx Add to Reading List Source URL: ssc.nwservicecenter.com Language: English - Date: 2014-04-08 08:35:47 Investment Goldman Sachs Rockefeller Center Subprime mortgage crisis Bank of America Nationwide Mutual Insurance Company Companies listed on the New York Stock Exchange Primary dealers Economy of the United States Financial services

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